Blue Sky L. Rep. P 74,161 Mark W. Mueller and James I. Stopple v. Michael Sullivan, Secretary of the Wisconsin Department of Corrections
Court of Appeals for the Seventh Circuit
1Opinion of the Court
EASTERBROOK, Circuit Judge.
Wisconsin has enacted the Uniform Securities Act, one section of which is modeled on § 10(b) of the Securities Exchange Act of 1934, an anti-fraud catch-all. Mark Mueller and James Stopple were convicted of violating this statute, Wis. Stat. § 551.41, by inducing clients who sold through their auction house, Farm Loan Services, to accept payment in corporate notes rather than cash. (Technically, they were convicted of engaging in a pattern of securities fraud, in violation of Wisconsin’s counterpart to the Racketeer Influenced and Corrupt Organizations Act, Wis.…
2Cases cited23 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Ratzlaf v. United StatesSupreme Court of the United States · 1994
- Cheek v. United StatesSupreme Court of the United States · 1991
- United States v. DotterweichSupreme Court of the United States · 1943
- Lambert v. CaliforniaSupreme Court of the United States · 1958
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3Cited by15 opinions
- Paul W. Schaff v. Donald SnyderCourt of Appeals for the Seventh Circuit · 1999
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- Costello v. GrundonCourt of Appeals for the Seventh Circuit · 2010
- Lee N. Mortenson v. National Union Fire Insurance Company of Pittsburgh, Pa.Court of Appeals for the Seventh Circuit · 2001
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