DG & A Management Services, LLC v. Securities Industry Ass'n Compliance
Appellate Division of the Supreme Court of the State of New York
1Opinion of the CourtCarpinello, J.
Appeal from an order of the Supreme Court (McNamara, J.), entered July 17, 2007 in Albany County, which partially granted defendant’s motions to dismiss the complaint.
Since 1989, pursuant to a series of one or two-year written contracts, plaintiff provided management and associated services for defendant Securities Industry Association Compliance and Legal Division (hereinafter the Division). The last such contract expired on December 31, 2004. Although these parties endeavored to negotiate the terms of a new contract, a new contract was never executed. During these negotiations, plaintiff…
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