Legal Opinion

Wonsover v. Securities & Exchange Commission

Court of Appeals for the D.C. Circuit

Decided March 14, 2000No. 99-1167PublishedCited by 35 opinions

1Opinion of the Court

Opinion for the court filed by Circuit Judge KAREN LeCRAFT HENDERSON.

KAREN LeCRAFT HENDERSON, Circuit Judge:

Jacob Wonsover petitions for review of the Security and Exchange Commission’s (Commission) Order Imposing Remedial Sanction and the accompanying Opinion of the Commission (collectively, Sanction Order) suspending him “from association with any broker or dealer for a period of six months” and ordering him to cease and desist from committing or causing violations of sections 5(a) and 5(c) of the Securities Act of 1933, 15 U.S.C. §§ 77e(a), 77e(c) (1933 Act). Joint Appendix (JA) 1, 2;…

2Cases cited22 opinions

  1. Trans World Airlines, Inc. v. ThurstonSupreme Court of the United States · 1985
  2. Spies v. United StatesSupreme Court of the United States · 1943
  3. Ratzlaf v. United StatesSupreme Court of the United States · 1994
  4. Cheek v. United StatesSupreme Court of the United States · 1991
  5. Bryan v. United StatesSupreme Court of the United States · 1998

17 more not listed; retrieve them via the Exa API.

3Cited by35 opinions

  1. Graham v. Securities & Exchange CommissionCourt of Appeals for the D.C. Circuit · 2000
  2. Morall v. Drug Enforcement AdministrationCourt of Appeals for the D.C. Circuit · 2005
  3. Free Enterprise Fund v. Public Co. Accounting Oversight BoardCourt of Appeals for the D.C. Circuit · 2008
  4. Netcoalition v. Securities & Exchange CommissionCourt of Appeals for the D.C. Circuit · 2013
  5. Howard v. Securities & Exchange CommissionCourt of Appeals for the D.C. Circuit · 2004

30 more not listed; retrieve them via the Exa API.

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