Wonsover v. Securities & Exchange Commission
Court of Appeals for the D.C. Circuit
1Opinion of the Court
Opinion for the court filed by Circuit Judge KAREN LeCRAFT HENDERSON.
KAREN LeCRAFT HENDERSON, Circuit Judge:
Jacob Wonsover petitions for review of the Security and Exchange Commission’s (Commission) Order Imposing Remedial Sanction and the accompanying Opinion of the Commission (collectively, Sanction Order) suspending him “from association with any broker or dealer for a period of six months” and ordering him to cease and desist from committing or causing violations of sections 5(a) and 5(c) of the Securities Act of 1933, 15 U.S.C. §§ 77e(a), 77e(c) (1933 Act). Joint Appendix (JA) 1, 2;…
2Cases cited22 opinions
- Trans World Airlines, Inc. v. ThurstonSupreme Court of the United States · 1985
- Spies v. United StatesSupreme Court of the United States · 1943
- Ratzlaf v. United StatesSupreme Court of the United States · 1994
- Cheek v. United StatesSupreme Court of the United States · 1991
- Bryan v. United StatesSupreme Court of the United States · 1998
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- Free Enterprise Fund v. Public Co. Accounting Oversight BoardCourt of Appeals for the D.C. Circuit · 2008
- Netcoalition v. Securities & Exchange CommissionCourt of Appeals for the D.C. Circuit · 2013
- Howard v. Securities & Exchange CommissionCourt of Appeals for the D.C. Circuit · 2004
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