Legal Opinion

Kaye v. Pantone, Inc.

District Court, S.D. New York

Decided February 22, 1978No. 77 Civ. 5000PublishedCited by 1 opinion

1Opinion of the Court

OPINION AND ORDER

KEVIN THOMAS DUFFY, District Judge.

This is an action brought by an individual shareholder, Richard S. Kaye, against the company in which he holds stock, Pantone, Inc., a Delaware Corporation, and Herbert Group, Inc. (“HGI”), also a Delaware Corporation and majority shareholder in Pan tone. Pan tone and HGI merged in July 1977 pursuant to Delaware law and that merger gives rise to plaintiff’s complaint. Plaintiff charges that defendants violated the Federal Securities Laws, § 17(a) of the Securities Act of 1933, 15 U.S.C. § 77q(a)1 and § 10(b) of the Securities Exchange Act of…

2Cases cited4 opinions

  1. Provident Tradesmens Bank & Trust Co. v. PattersonSupreme Court of the United States · 1968
  2. Fed. Sec. L. Rep. P 94,853 John Schlick v. Penn-Dixie Cement CorporationCourt of Appeals for the Second Circuit · 1974
  3. Silvers v. Ttc Industries, IncCourt of Appeals for the Sixth Circuit · 1975
  4. Silvers v. TTC Industries, Inc.District Court, E.D. Tennessee · 1970

3Cited by1 opinion

  1. Von Bulow by Auersperg v. Von BulowDistrict Court, S.D. New York · 1986

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