Legal Opinion

AltaCorp. Capital Inc. v. Financial Industry Regulatory Authority, Inc.

District Court, S.D. New York

Decided December 29, 2020No. 1:20-cv-05221Unknown

1Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ALTACORP CAPITAL INC., n/k/a ATB Capital Markets Inc., Plaintiff, -v- 20 Civ. 5221 (PAE) FINANCIAL INDUSTRY REGULATORY ORDER INDUSTRY, INC., FINRA REGULATION INC., f/k/a FINRA Dispute Resolution, Inc., and JOHN C.T. CLOGHESY, Defendants. PAUL A. ENGELMAYER, District Judge: This case, as it now stands, concerns the arbitrability of a dispute between a Canadian investment firm, AltaCorp Capital Inc. (“AltaCorp”), and its former employee, John C.T. Cloghesy (“Cloghesy”). Before addressing the merits of that dispute, however, the Court…

2Cases cited6 opinions

  1. Hertz Corp. v. FriendSupreme Court of the United States · 2010
  2. Durant, Nichols, Houston, Hodgson, & Cortese-Costa, P.C. v. DupontCourt of Appeals for the Second Circuit · 2009
  3. F5 Capital v. PappasCourt of Appeals for the Second Circuit · 2017
  4. Ge Energy Power Conversion Fr. Sas, Corp. v. Outokumpu Stainless USA, LLCSupreme Court of the United States · 2020
  5. Republic of Iraq v. BNP Paribas USACourt of Appeals for the Second Circuit · 2012

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