Legal Opinion
Federal Housing Finance Agency v. Nomura Holding America, Inc.
District Court, S.D. New York
Decided December 18, 2014No. 11cv6201 (DLC)PublishedCited by 3 opinions
1Opinion of the Court
OPINION & ORDER
DENISE COTE, District Judge.
This Opinion addresses a motion in li-mine brought by plaintiff Federal Housing Finance Agency (“FHFA”) to prohibit defendants 1 from eliciting testimony, offering documents, or arguing that the sale of any of the seven securities at issue here (the “Certificates”) was consummated before the “settlement date” as listed in FHFA’s Amended Complaint. At issue is whether defendants are liable, under Section 12(a)(2) of the Securities Act of 1933, for any misrepresentations or omissions in prospectus supplements bearing a date on or before the settlement…
2Cases cited5 opinions
- Fed. Sec. L. Rep. P 93,548 Radiation Dynamics, Inc. v. Lawrence GoldmuntzCourt of Appeals for the Second Circuit · 1972
- VACOLD LLC v. CeramiCourt of Appeals for the Second Circuit · 2008
- United States v. DupreeCourt of Appeals for the Second Circuit · 2013
- United States v. MassinoCourt of Appeals for the Second Circuit · 2008
- Federal Housing Finance Agency v. Nomura Holding America, Inc.District Court, S.D. New York · 2014
3Cited by3 opinions
- Federal Housing Finance Agency v. Nomura Holding America, Inc.Court of Appeals for the Second Circuit · 2017
- Federal Housing Finance Agency v. Nomura Holding America, Inc.District Court, S.D. New York · 2015
- Federal Housing Finance Agency v. Nomura Holding America, Inc.District Court, S.D. New York · 2015