Legal Opinion
Fed. Sec. L. Rep. P 94,902 Donna v. Zabriskie v. Reed D. Lewis and William J. Rogers, Jr.
Court of Appeals for the Tenth Circuit
Decided December 5, 1974No. 74-1015PublishedCited by 62 opinions
1Opinion of the Court
HILL, Circuit Judge.
This appeal stems from a judgment against defendants-appellants in which jurisdiction was based on 15 U.S.C. § 78aa and pendent jurisdiction. Liability was predicated on violations of 17 C.F.R. § 240.10b-5 (Rule 10b-5) and Utah Code Ann. § 61-1-1 (1968).
Appellee Donna Zabriskie (now Bea-man) engaged appellant Lewis to locate investment properties for her. Lewis was a real estate agent for Max Ingalls & Associates, Realtors. Appellant Rogers, broker for the firm and Lewis’ immediate supervisor, requested that Lewis bring appellee into Rogers’ office to allow Rogers to…
2Cases cited17 opinions
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Tcherepnin v. KnightSupreme Court of the United States · 1967
- Fed. Sec. L. Rep. P 93,903 Herman L. Zeller v. Bogue Electric Manufacturing CorporationCourt of Appeals for the Second Circuit · 1973
- John L. LINO, Appellant in No. 72-1672, v. CITY INVESTING CO., a Corporation, Appellant in No. 72-1673Court of Appeals for the Third Circuit · 1973
- Fed. Sec. L. Rep. P 94,737 Juanita McClure v. The First National Bank of Lubbock, Texas, Defendants-Appellees,gaines County DevelopmentsCourt of Appeals for the First Circuit · 1974
12 more not listed; retrieve them via the Exa API.
3Cited by62 opinions
- Fed. Sec. L. Rep. P 95,614 the Exchange National Bank of Chicago v. Touche Ross & Co.Court of Appeals for the Second Circuit · 1976
- Fed. Sec. L. Rep. P 95,351 Billie Jean Woodward v. Metro Bank of DallasCourt of Appeals for the Fifth Circuit · 1975
- Rochez Brothers, Inc., a Pennsylvania Corporation v. Charles R. RhoadesCourt of Appeals for the Third Circuit · 1975
- Diduck v. Kaszycki & Sons Contractors, Inc.Court of Appeals for the Second Circuit · 1992
- Fed. Sec. L. Rep. P 95,494 Great Western Bank & Trust v. Sol KotzCourt of Appeals for the Ninth Circuit · 1976
57 more not listed; retrieve them via the Exa API.