In re Kimelman

OPINION OF THE COURT

By superseding indictment dated April 7, 2011, the respondent, an attorney and securities trader, was charged, in the United States District Court for the Southern District of New York, with securities fraud (counts 6 and 12) in violation of 15 USC § 78j (b) and § 78ff, and conspiracy to commit securities fraud (count 2) in violation of 18 USC § 371. As summarized therein, from about 2006 through 2008, the respondent was one of several conspirators who engaged in an “insider trading” scheme utilizing nonpublic information provided by certain of the conspirators.

On or about…