Legal Opinion
Securities & Exchange Commission v. Sherman
District Court, C.D. California
Decided May 14, 2009No. CV 08-2517 CAS. Bankruptcy No. LA02-15059 BR. Adversary No. AD07-01766 BRPublishedCited by 3 opinions
1Opinion of the Court
ORDER REVERSING DECISION OF THE UNITED STATES BANKRUPTCY COURT
CHRISTINA A. SNYDER, District Judge.
I. INTRODUCTION
This appeal presents an issue of first impression concerning the application of 11 U.S.C. § 523(a)(19), which was added to the Bankruptcy Code as part of the Public Company Accounting Reform and Investor Protection Act of 2002, Pub.L. No. 107-204, § 803(3), 116 Stat. 745, commonly referred to as the Sarbanes-Oxley Act. The issue to be decided is whether that section renders nondischargeable a debt that arises out of the violation of the federal securities laws where the debtor…
2Cases cited6 opinions
- United States v. United States Gypsum Co.Supreme Court of the United States · 1948
- Begier v. Internal Revenue ServiceSupreme Court of the United States · 1990
- In Re Richard G. Sherman in Re Andrea Pearl Sherman, Debtors, Richard G. Sherman Andrea Pearl Sherman v. Securities and Exchange CommissionCourt of Appeals for the Ninth Circuit · 2007
- In Re LunaUnited States Bankruptcy Appellate Panel for the Ninth Circuit · 1991
- Frost v. Civiello (In Re Civiello)United States Bankruptcy Court, N.D. Ohio · 2006
1 more not listed; retrieve them via the Exa API.
3Cited by3 opinions
- Oklahoma Department of Securities Ex Rel. Faught v. WilcoxCourt of Appeals for the Tenth Circuit · 2012
- In Re D'AngeloUnited States Bankruptcy Court, D. New Jersey · 2009
- Oklahoma Department of Securities Ex Rel. Faught v. WilcoxCourt of Appeals for the Tenth Circuit · 2012