Crawford v. Merrill Lynch, Pierce, Fenner & Smith, Inc.
New York Court of Appeals
1Opinion of the CourtWachtler, J.
For several years James Crawford was employed as a registered representative by Merrill Lynch, Pierce, Fenner & Smith, Inc. (hereinafter “ Merrill Lynch ”). In October of 1970, having left the firm, he brought an action in the Supreme Court, Onondaga County, to recover commissions allegedly earned by him during the period of his employment. The action was commenced by service of a summons and complaint on David R. Pierson, the manager of the Merrill Lynch office located at Syracuse.
On October 29, 1970 the defendants moved to dismiss the action and compel arbitration before the New York Stock…
2Cases cited4 opinions
- In Re the Estate of HayesNew York Court of Appeals · 1934
- In re the Arbitration between Helen Whiting, Inc. & Trojan Textile Corp.New York Court of Appeals · 1954
- Schafran & Finkel, Inc. v. M. Lowenstein & Sons, Inc.New York Court of Appeals · 1939
- Employers' Liability Assurance Corp., Ltd. v. DaleyNew York Court of Appeals · 1948
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- God's Battalion of Prayer Pentecostal Church, Inc. v. Miele AssociatesNew York Court of Appeals · 2006
- Brandes Meat Corp. v. CromerAppellate Division of the Supreme Court of the State of New York · 1989
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