Legal Opinion
Barnett & Co. v. National Association of Securities Dealers, Inc.
New York Supreme Court
Decided May 9, 1960PublishedCited by 2 opinions
1Opinion of the CourtCharles A. Loreto, J.
Plaintiffs are members of the National Association of Securities Dealers, Inc. (NASD). It exists under the Security Exchange Commission and is subject thereto. Machinery is provided for the processing of trade practice complaints against members. Two such complaints have been made against the plaintiffs and the plaintiffs have requested hearing thereon. •
Another trade practice complaint has been made against Landau & Co., in which there is charged, among other things, that Landau & Co. caused the publication of quotations on Steuben Electronics Corp. in the “ pink sheets ” which did not…
2Cases cited5 opinions
- United States v. LotschCourt of Appeals for the Second Circuit · 1939
- Securities and Exchange Commission v. AndrewsCourt of Appeals for the Second Circuit · 1937
- Wallach v. Securities and Exchange CommissionCourt of Appeals for the D.C. Circuit · 1953
- Powell v. Race, Et Ux.Supreme Court of Florida · 1942
- Kunze v. WeberAppellate Division of the Supreme Court of the State of New York · 1921
3Cited by2 opinions
- Twomey v. Mitchum, Jones & Templeton, Inc.California Court of Appeal · 1968
- Fifth Avenue Coach Lines, Inc. v. New York Stock ExchangeAppellate Division of the Supreme Court of the State of New York · 1966