Legal Opinion
Pinney v. Edward D. Jones & Co., Inc.
District Court, W.D. Arkansas
Decided August 15, 1989No. Civ. 89-5004PublishedCited by 3 opinions
1Opinion of the Court
MEMORANDUM OPINION
H. FRANKLIN WATERS, Chief Judge.
This is an action under Sections 10(b) and 14(e) of the Securities Exchange Act of 1934, as amended, 15 U.S.C. § 78j(b) and 78n(e), and the rules and regulations promulgated thereunder. The named plaintiffs have brought this action on behalf of themselves and other purchasers of a 1982 offering by Edward D. Jones & Co. of 15% participating investment certificates (the “Certificates”) due 1992 issued by Energy Management Corporation (EMC). 1 The action was commenced on January 13, 1989. The plaintiffs claim damages due to the defendants’…
2Cases cited19 opinions
- Holmberg v. ArmbrechtSupreme Court of the United States · 1946
- Agency Holding Corp. v. Malley-Duff & Associates, Inc.Supreme Court of the United States · 1987
- In Re Data Access Systems Securities Litigation. Appeal of Tolins & Lowenfels & Roger A. Tolins. Appeal of I. Kahlowsky and Co. And Peter CunicelliCourt of Appeals for the Third Circuit · 1988
- Vanderboom v. SextonCourt of Appeals for the Eighth Circuit · 1970
- Fed. Sec. L. Rep. P 97,100 Donald J. Robertson v. Seidman & SeidmanCourt of Appeals for the Second Circuit · 1979
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3Cited by3 opinions
- Pinney v. Edward D. Jones & Co.District Court, W.D. Arkansas · 1990
- United States v. Tri-State Insurance Co. of MinnesotaCourt of Appeals for the Eighth Circuit · 1991
- United States v. Tri-State Insurance Co. Of Minnesota and Transamerica Insurance Company v. Baumann-Furrie and Company, James Welsh and Adeline Welch, Third-PartyCourt of Appeals for the Third Circuit · 1991