Legal Opinion
Securities and Exchange Commission v. Miller
District Court, D. Maryland
Decided September 30, 2024No. 8:19-cv-02810Unknown
1Opinion
IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MARYLAND SECURITIES & EXCHANGE * COMMISSION, * Plaintiff, * v. Civ. No. DLB-19-2810 * ROBERT HILLIS MILLER, * Defendant. MEMORANDUM OPINION In this civil enforcement action, the United States Securities and Exchange Commission (“SEC”) alleged Robert Hillis Miller, Chief Executive Officer and founder of Abakan, Inc. (“Abakan”), a publicly traded company, violated federal securities laws when he hid from investors his “beneficial ownership” of Abakan stock that was registered to three Uruguayan entities whose owners had close personal…
2Cases cited34 opinions
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Securities & Exchange Commission v. LawbaughDistrict Court, D. Maryland · 2005
- Liu v. SEC. & Exch. Comm'nSupreme Court of the United States · 2020
- Root v. Railway Co.Supreme Court of the United States · 1882
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