Legal Opinion

Shumate & Company, Inc. v. National Association of Securities Dealers, Inc., Shumate & Company, Inc. v. American Stock Exchange

Court of Appeals for the Fifth Circuit

Decided March 31, 1975No. 74-1426, 74-1427PublishedCited by 85 opinions

1Opinion of the Court

RONEY, Circuit Judge:

Gaston A. Shumate' and his solely owned company Shumate & Company, Inc. (Shumate) filed two suits alleging violations of the Sherman Act on the part of the National Association of Security Dealers (NASD) and Shearson, Hammill & Company, Inc., in one suit, and the New York Stock Exchange (NYSE), American Stock Exchange (AMEX) and various named individual defendants in the other. Shumate alleged that all the defendants were parties to two conspiracies in restraint of trade: first, a conspiracy to exclude securities listed on the major stock exchanges from the NASD Automated…

2Cases cited24 opinions

  1. The Boeing Company v. Daniel C. ShipmanCourt of Appeals for the Fifth Circuit · 1969
  2. Story Parchment Co. v. Paterson Parchment Paper Co.Supreme Court of the United States · 1931
  3. Bigelow v. RKO Radio Pictures, Inc.Supreme Court of the United States · 1946
  4. Richard JOHNSON, Jr., Plaintiff-Appellant, v. GEORGIA HIGHWAY EXPRESS, INC., Defendant-AppelleeCourt of Appeals for the Fifth Circuit · 1969
  5. John J. Terrell, Plaintiff-Appelle v. Household Goods Carriers' BureauCourt of Appeals for the Fifth Circuit · 1974

19 more not listed; retrieve them via the Exa API.

3Cited by85 opinions

  1. Bogosian v. Gulf Oil Corp.Court of Appeals for the Third Circuit · 1977
  2. Robert L. Roper v. Consurve, Inc., D/B/A Bankamericard Center, and Deposit Guaranty National Bank, Jackson, MississippiCourt of Appeals for the Fifth Circuit · 1978
  3. Alabama v. Blue Bird Body Co.Court of Appeals for the Fifth Circuit · 1978
  4. Claude Cimino v. Raymark Industries, Inc., Pittsburgh Corning Corporation and Asbestos Corporation LimitedCourt of Appeals for the Fifth Circuit · 1998
  5. Bell Atlantic Corp. v. AT&T Corp.Court of Appeals for the Fifth Circuit · 2003

80 more not listed; retrieve them via the Exa API.

Showing a preview — retrieve the full document via the Exa API.

Powered by the Exa API