Legal Opinion
In re Bellen
Appellate Division of the Supreme Court of the State of New York
Decided October 26, 1992PublishedCited by 3 opinions
1Opinion of the Court
OPINION OF THE COURT
2Per curiam
On December 14, 1989, the respondent pleaded guilty in the *150United States District Court for the District of New Jersey to securities fraud in violation of 15 USC § 78j (b). The respondent’s conviction was predicated upon his violation of 17 CFR 240.10b-5 and 240.10b-6, regulations promulgated by the Securities and Exchange Commission. These regulations make it unlawful (1) for any person to, inter alia, utilize any means of interstate commerce, the mail, or any facility of any national securities exchange to employ any device, scheme, or artifice to defraud, and (2) for a…
3Cases cited1 opinion
- In re ReichAppellate Division of the Supreme Court of the State of New York · 1987
4Cited by3 opinions
- In re DrescherAppellate Division of the Supreme Court of the State of New York · 2003
- In re SchusterAppellate Division of the Supreme Court of the State of New York · 2001
- In re KodsiAppellate Division of the Supreme Court of the State of New York · 2010