Legal Opinion
Securities and Exchange Commission v. Lee
District Court, S.D. New York
Decided August 4, 2025No. 1:13-cv-05185Unknown
1Opinion
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION, Plaintiff, 13 Civ, 5185 (RMB) ~ against - ORDER RICHARD LEE, Defendant. Background The Court having considered the applicable submissions, authorities, and record herein, including (1) Defendant Lee’s pro se letter, filed on March 19, 2025 (ECF No. 94); (2) the SEC’s response to Lee’s letter, filed on April 4, 2025 (ECF No. 98); (3) Lee’s reply to the SEC’s letter, filed on April 23, 2025 (ECF No. 101); (4) the SEC’s Complaint charging Lee with fraud (ECF No. 1); (5) Lee’s Consent to the Final…
2Cases cited6 opinions
- Pioneer Investment Services Co. v. Brunswick Associates Ltd. PartnershipSupreme Court of the United States · 1993
- Grace v. Bank Leumi Trust Company Of New YorkCourt of Appeals for the Second Circuit · 2006
- Robert Rodriguez v. Robert Mitchell, Superintendent, Eastern Correctional Facility, and Eliot Spitzer, Attorney General, State of New YorkCourt of Appeals for the Second Circuit · 2001
- Elaine TRUSKOSKI, Plaintiff-Appellant, v. ESPN, INC., Defendant-AppelleeCourt of Appeals for the Second Circuit · 1995
- Sidney O. Sampson v. Radio Corporation of AmericaCourt of Appeals for the Second Circuit · 1970
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