Lopez v. Dean Witter Reynolds, Inc.

ORDER

INGRAM, District Judge.

This suit is based on alleged mishandling by defendant Dean Witter Reynolds, Inc. (“Dean Witter”) of plaintiff Lopez’s securities account and plaintiff Reitzell’s securities and commodities futures accounts. Claims one (Lopez) and two (Reitzell) allege that Dean Witter churned plaintiffs’ securities accounts in violation of Section 12(2) of the Securities Act of 1933, 15 U.S.C. §771 (2). Claim three, by Reitzell alone, alleges churning of her commodities futures account in violation of Section 4b of the Commodity Exchange Act (“CEA”), 7 U.S.C. § 6b. Claim four, by…