Legal Opinion
Securities Investor Protection Corp. v. Pepperdine University (In Re Brentwood Securities, Inc.)
United States Bankruptcy Appellate Panel for the Ninth Circuit
Decided June 21, 1988No. BAP Nos. CC 87-1291 MoVJ to CC 87-1294 MoVJ, SIPA No. LA 85-0284-BRPublishedCited by 3 opinions
1Opinion of the Court
MOOREMAN, Bankruptcy Judge:
These four appeals arise out of four separate orders issued by the bankruptcy court which determined that the appellees were “customers” of the debtor Brentwood Securities, Inc., (Brentwood), and thus eligible for protection under the Securities Investor Protection Act (SIPA). The Appellant, Securities Investor Protection Corporation (SIPC), essentially argues that the disputed investments were not made through Brentwood and accordingly the ap-pellees do not fall within the category of “customer” of the debtor. Therefore, SIPC argues, the appellees are not entitled…
2Cases cited11 opinions
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- United States v. James John RobertsCourt of Appeals for the Ninth Circuit · 1984
- In Re Stalvey & Associates, Inc.Court of Appeals for the Fifth Circuit · 1985
- Fed. Sec. L. Rep. P 92,552 United States of America v. Charles Richard Morse, United States of America v. Curtis Robert RichmondCourt of Appeals for the Ninth Circuit · 1986
- Securities and Exchange Commission, and Securities Investor Protection Corporation, Applicant-Appellee v. Alan F. Hughes, Inc. And Alan F. HughesCourt of Appeals for the Second Circuit · 1972
6 more not listed; retrieve them via the Exa API.
3Cited by3 opinions
- In Re Brentwood Securities, Inc.Court of Appeals for the Ninth Circuit · 1991
- Jackman v. Securities Investor Protection Corp. (In re Brentwood Securities, Inc.)United States Bankruptcy Appellate Panel for the Ninth Circuit · 1989
- Securities Investor Protection Corp. v. Pepperdine UniversityCourt of Appeals for the Ninth Circuit · 1991