Legal Opinion

In Re New Times Securities Services, Inc., and New Age Financial Services, Inc., Debtors, Mary Ann Stafford, Rheba Weine, Joel Weine v. James Giddens, as Trustee for the Liquidation of the Substantially Consolidated Estates of New Times Securities Services, Inc. And New Age Financial Services, Inc., Securities Investor Protection Corporation

Court of Appeals for the Second Circuit

Decided September 7, 2006No. 05-5527-Published

1Opinion of the Court

463 F.3d 125

In re NEW TIMES SECURITIES SERVICES, INC., and NEW AGE FINANCIAL SERVICES, INC., Debtors,

Mary Ann Stafford, Rheba Weine, Joel Weine, Plaintiffs-Appellees,

v.

James Giddens, as Trustee for the Liquidation of the Substantially Consolidated Estates of New Times Securities Services, Inc. and New Age Financial Services, Inc., Securities Investor Protection Corporation, Defendants-Appellants.

Docket No. 05-5527-BK.

United States Court of Appeals, Second Circuit.

Argued: April 21, 2006.

Decided: September 7, 2006.

James B. Kobak, Jr. (Christopher K. Kiplok, on the brief), Hughes Hubbard & Reed…

2Cases cited9 opinions

  1. Pereira v. Farace - concurrenceCourt of Appeals for the Second Circuit · 2005
  2. In Re Stalvey & Associates, Inc.Court of Appeals for the Fifth Circuit · 1985
  3. Securities and Exchange Com'n v. SJ Salmon & Co., Inc.District Court, S.D. New York · 1974
  4. In Re Adler Coleman Clearing Corp.United States Bankruptcy Court, S.D. New York · 1996
  5. In Re Hanover Square SecuritiesUnited States Bankruptcy Court, S.D. New York · 1985

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