Legal Opinion
Frederick J. Page, Jr. And Kristin D. Page v. Moseley, Hallgarten, Estabrook & Weeden, Inc., and Joseph McDonald
Court of Appeals for the First Circuit
Decided November 26, 1986No. 86-1021PublishedCited by 52 opinions
1Opinion of the Court
TORRUELLA, Circuit Judge.
This action was brought below by plaintiffs-appellees, Frederick J. Page, Jr. and Kristin D. Page, against their former stockbroker Joseph McDonald, and his employer, a Cambridge, Massachusetts stock-brokerage firm known as Moseley, Hallgar-ten, Estabrook & Weedon, Inc. Plaintiffs’ basic claim below was for alleged excessive trading or “churning” of their accounts by defendants. Plaintiffs sought to recover damages pursuant to Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) (1982), and Rule 10b-5 promulgated thereunder, 17 C.F.R. § 240.10b-5…
2Cases cited35 opinions
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- Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, Inc.Supreme Court of the United States · 1985
- Sedima, S. P. R. L. v. Imrex Co.Supreme Court of the United States · 1985
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- The Bremen v. Zapata Off-Shore Co.Supreme Court of the United States · 1972
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3Cited by52 opinions
- Shearson/American Express Inc. v. McMahonSupreme Court of the United States · 1987
- Genesco, Inc. v. T. Kakiuchi & Co.Court of Appeals for the Second Circuit · 1987
- Rafael Figueroa Ruiz v. Jose E. AlegriaCourt of Appeals for the First Circuit · 1990
- Genesco, Inc. v. KakiuchiCourt of Appeals for the Second Circuit · 1987
- Fed. Sec. L. Rep. P 93,231 William C. Fraser v. Merrill Lynch Pierce, Fenner & Smith, Inc. Franklyn C. Shulman Allan G. KenzieCourt of Appeals for the Fourth Circuit · 1987
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