Legal Opinion
Kenneth P. Wolf v. Gruntal & Co., Inc.
Court of Appeals for the First Circuit
Decided January 25, 1995No. 94-1658PublishedCited by 29 opinions
1Opinion of the Court
CYR, Circuit Judge.
Plaintiff Kenneth P. Wolf appeals a summary judgment order dismissing his Rule 10b-5 claim against defendant-appellee Grun-tal & Co. (“Gruntal”), a securities brokerage firm, for fraudulently mismanaging Wolfs investment accounts in violation of Section 10(b) of the Securities and Exchange Act of 1934, 15 U.S.C. § 78j(b). As the district court erred in ruling that Wolfs claim was precluded by an earlier arbitral award, we vacate the judgment and remand for further proceedings.
I
BACKGROUND
Viewed in the light most favorable to appellant Wolf, see Velez-Gomez v. SMA Life…
2Cases cited32 opinions
- Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
- Migra v. Warren City School District Board of EducationSupreme Court of the United States · 1984
- Volt Info. Sciences, Inc. v. Bd. of Trustees of Leland Stanford Jr. U.Supreme Court of the United States · 1989
- Dean Witter Reynolds Inc. v. ByrdSupreme Court of the United States · 1985
- Federated Department Stores, Inc. v. MoitieSupreme Court of the United States · 1981
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3Cited by29 opinions
- Vincent L. Pryner, Counterclaim v. Tractor Supply Company, Counterclaim Eugene Sobierajski v. Thoesen Tractor & Equipment CompanyCourt of Appeals for the Seventh Circuit · 1997
- Porn v. National Grange Mutual InsuranceCourt of Appeals for the First Circuit · 1996
- B-S Steel of Kansas, Inc. v. Texas Industries, Inc.Court of Appeals for the Tenth Circuit · 2006
- Patton v. JohnsonCourt of Appeals for the First Circuit · 2019
- Manganella v. Evanston Insurance CompanyCourt of Appeals for the First Circuit · 2012
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