Legal Opinion
Bobby Goldman v. Gallant Securities, Inc. Paine Webber, Inc. Alvin Gallant and Donald Kanterman, Donald Kanterman
Court of Appeals for the Second Circuit
Decided June 22, 1989No. 1209, Docket 89-7210PublishedCited by 24 opinions
1Per curiam
Bobby Goldman appeals from a judgment of the United States District Court for the Southern District of New York, dismissing his complaint. The district court found that “plaintiff does not have a claim upon which relief can be granted for violations of the Exchange Act,” and dismissed the complaint for lack of federal jurisdiction. For reasons given below, we vacate and remand.
In 1985 and 1986, Gallant Securities, Inc. (Gallant) underwrote and marketed a new issue of stock. Appellee Donald Kanter-man solicited appellant to buy this new issue, and appellant purchased 15,000 units in January…
2Cases cited4 opinions
- Bell v. HoodSupreme Court of the United States · 1946
- Chemical Bank v. Arthur Andersen & Co.Court of Appeals for the Second Circuit · 1984
- Arnold Pross v. Curtis Katz, Roxann Management, Corp., and Jadam Equities, Ltd.Court of Appeals for the Second Circuit · 1986
- Rivanna Trawlers Unlimited v. Thompson Trawlers, Inc.Court of Appeals for the Fourth Circuit · 1988
3Cited by24 opinions
- IUE AFL-CIO Pension Fund v. HerrmannCourt of Appeals for the Second Circuit · 1993
- Nowak v. Ironworkers Local 6 Pension FundCourt of Appeals for the Second Circuit · 1996
- Nowak v. Ironworkers Local 6 Pension FundCourt of Appeals for the Second Circuit · 1996
- Mary W. Carlson v. Principal Financial Group, Defendant-Cross-Claimant-Appellee, Eileen Carlson, Defendant-Cross-Defendant-AppelleeCourt of Appeals for the Second Circuit · 2003
- Broich v. Incorporated Village of SouthamptonDistrict Court, E.D. New York · 2009
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