Hampton v. Root9B Technologies
Court of Appeals for the Tenth Circuit
1Opinion of the Court
HOLMES, Circuit Judge.
This appeal arises from the district court's dismissal of Plaintiff-Appellant David Hampton's securities-fraud class action against Defendants-Appellees root9B Technologies, Inc. ("root9B"), a provider of cybersecurity products and services, Joseph J. Grano, Jr., root9B's Chief Executive Officer and Chairman, and Kenneth T. Smith, root9B's former Chief Financial Officer (collectively, "Defendants"). Mr. Hampton brought this action pursuant to §§ 10(b) and 20(a) of the Securities Exchange Act of 1934, 15 U.S.C. §§ 78j(b) & 78t(a), and Securities and Exchange Commission…
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