Legal Opinion

Lanza v. FINRA

Court of Appeals for the First Circuit

Decided March 24, 2020No. 18-2057PPublished

1Opinion of the Court

United States Court of Appeals For the First Circuit Nos. 18-2057 18-2181 GIOVANNI LANZA and MARIANTONIA LANZA, Plaintiffs, Appellants, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA), Defendant, Appellee. APPEALS FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS [Hon. Patti B. Saris, U.S. District Judge] Before Lynch, Selya, and Barron, Circuit Judges. Robert D. Loventhal on brief for appellants. Ian D. Roffman, Melanie L. Todman, Nutter, McClennen & Fish LLP, and Terri L. Reicher, Office of General Counsel, on brief for appellee. March 24, 2020 SELYA, Circuit Judge.…

2Cases cited18 opinions

  1. Ashcroft v. IqbalSupreme Court of the United States · 2009
  2. Erie Railroad v. TompkinsSupreme Court of the United States · 1938
  3. United Steelworkers v. Enterprise Wheel & Car Corp.Supreme Court of the United States · 1960
  4. Securities & Exchange Commission v. TamboneCourt of Appeals for the First Circuit · 2010
  5. Katz v. Pershing, LLCCourt of Appeals for the First Circuit · 2012

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