Legal Opinion
Hall v. Prudential-Bache Securities, Inc.
District Court, C.D. California
Decided April 30, 1987No. CV 86-5520-ER(Kx)PublishedCited by 3 opinions
1Opinion of the Court
ORDER COMPELLING ARBITRATION
RAFEEDIE, District Judge.
Plaintiffs commenced this action against Prudential-Bache Securities (“Pru-Bache”), Scott Miller and Peter Martinez, employees of Pru-Bache allegedly responsible for the handling of plaintiffs’ accounts, alleging that defendants violated sections 10(b), 12(a), and 15(c) of the Securities Exchange Act of 1934 (“1934 Act”), sections 12(2) and 20 of the Securities Act of 1933 (“1933 Act”), the Racketeer Influenced and Corrupt Organizations Act (“RICO”) 18 U.S.C. § 1961 et seq., and also alleging state law claims for fraud, misrepresentation,…
2Cases cited26 opinions
- Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
- Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, Inc.Supreme Court of the United States · 1985
- Prima Paint Corp. v. Flood & Conklin Mfg. Co.Supreme Court of the United States · 1967
- Dean Witter Reynolds Inc. v. ByrdSupreme Court of the United States · 1985
- Wilko v. SwanSupreme Court of the United States · 1953
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3Cited by3 opinions
- Three Valleys Municipal Water District v. E.F. Hutton & Co.Court of Appeals for the Ninth Circuit · 1991
- Three Valleys Municipal Water District City of Lawndale City of San Marino, City of Palmdale Community Redevelopment Agency of the City of Palmdale, Community Redevelopment Agency of the City of Maywood v. E.F. Hutton & Company, Inc., David J. Lane Todd Melillo, Three Valleys Municipal Water District, a Municipal Water District City of Lawndale, a Municipal Corporation City of San Marino, a Municipal Corporation City of Palmdale, a Municipal Corporation the Community Redevelopment Agency of the City of Palmdale, a Public Body, Corporate and Politic Community Redevelopment Agency of the City of Maywood, a Public Body, Corporate and Politic v. E.F. Hutton & Company, Inc., a Delaware Corporation E.F. Hutton & Company, Inc. Shearson Lehman Hutton Inc., a Delaware Corporation First Investment Securities, Inc., an Arkansas Corporation William E. Parodi, Sr. Frederick W. Parodi David J. Lane Todd Melillo William F. Smith Ed OritzCourt of Appeals for the First Circuit · 1991
- Bosinger v. Phillips Plastics Corp.District Court, S.D. California · 1999