Krome v. Merrill Lynch & Co., Inc.
District Court, S.D. New York
1Opinion of the Court
EDELSTEIN, District Judge:
This is a civil action alleging violations of Section 12(1) of the Securities Exchange Act of 1933 (“1933 Act”), 15 U.S.C. § 111 (1); Section 12(2) of the 1933 Act, 15 U.S.C. § 77Z(2); Section 17 of the 1933 Act, 15 U.S.C. § 77q; Section 10(b) of the Securities Exchange Act of 1934 (“1934 Act”), 15 U.S.C. § 78j and Rules 10b-5 and 10b-10 promulgated thereunder, 17 C.F.R. 240.-10b-5, 10b-10; and the Investment Company Act (“ICA”), 15 U.S.C. § 80a-l et seq. Defendants have moved, pursuant to Federal Rule of Civil Procedure 12(b)(6), to dismiss the causes of action…
2Cases cited61 opinions
- Touche Ross & Co. v. RedingtonSupreme Court of the United States · 1979
- Herman & MacLean v. HuddlestonSupreme Court of the United States · 1983
- Ross v. BernhardSupreme Court of the United States · 1969
- Merrill Lynch, Pierce, Fenner & Smith, Inc. v. CurranSupreme Court of the United States · 1982
- Goldman v. BeldenCourt of Appeals for the Second Circuit · 1985
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- Friedman v. Arizona World Nurseries Ltd. PartnershipDistrict Court, S.D. New York · 1990
- Sidney Olmsted v. Pruco Life Insurance Company Of New JerseyCourt of Appeals for the Second Circuit · 2002
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