Raitport v. Salomon Smith Barney, Inc.
Appellate Division of the Supreme Court of the State of New York
1Opinion of the Court
*905In May 2003 the petitioners initiated an arbitration claim before the National Association of Securities Dealers, Inc. (hereinafter NASD), against the respondents, Salomon Smith Barney, Inc. (hereinafter SSB), and CIBC World Markets Corp., also known as CIBC Oppenheimer & Co., Inc. (hereinafter CIBC). The petitioners alleged that the respondents’ brokers failed to protect the value of their investments, which the petitioners had held in nondiscretionary brokerage accounts. Just before the actual hearings began, at the request of SSB, and over the petitioners’ objection, the NASD Director of…
2Cases cited13 opinions
- In Re Arbitration Between J. P. Stevens & Co. & Rytex Corp.New York Court of Appeals · 1974
- International Chemical Workers Union, Local 683c v. Columbian Chemicals Co.Court of Appeals for the Fifth Circuit · 2003
- Brook v. Peak Intl LtdCourt of Appeals for the Fifth Circuit · 2002
- Roche v. Local 32B-32J Service Employees International UnionDistrict Court, S.D. New York · 1991
- Mounier v. American Transit InsuranceAppellate Division of the Supreme Court of the State of New York · 2007
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