Securities and Exchange Commission v. City of Rochester, New York

UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NEW YORK ___________________________________ SECURITIES AND EXCHANGE COMMISSION, DECISION AND ORDER Plaintiff, 6:22-cv-06273 -v- CITY OF ROCHESTER, NEW YORK, ROSILAND BROOKS-HARRIS, CAPITAL MARKETS ADVISORS, LLC, RICHARD GANCI, AND RICHARD TORTORA, Defendants. ___________________________________ INTRODUCTION The Securities and Exchange Commission (“SEC”) brings this civil enforcement action against the City of Rochester, its former financial director, Rosiland Brooks-Harris (collectively, the “City Defendants”), and its municipal advisors,…