Legal Opinion
United States Securities & Exchange Commission v. Maxxon, Inc.
Court of Appeals for the Tenth Circuit
Decided October 11, 2006No. 05-5091PublishedCited by 19 opinions
1Opinion of the Court
EBEL, Circuit Judge.
Defendants-Appellants Gifford Mabie, Jr. and Maxxon, Inc., the company which Mabie controls, appeal from a jury verdict finding them civilly liable for violating various securities laws and a court judgment imposing various remedies. Exercising jurisdiction .under 28 U.S.C. § 1291, we AFFIRM.1
BACKGROUND
Mabie founded Maxxon and served, at all relevant times, as its chief executive *1176officer. At the time this lawsuit was filed, he was the company’s sole officer and director. Like other small companies with which Mabie was connected, Maxxon never paid him a salary but rather…
2Cases cited14 opinions
- Goldberg v. KellySupreme Court of the United States · 1970
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Securities & Exchange Commission v. SmythCourt of Appeals for the Eleventh Circuit · 2005
- United States v. DazeyCourt of Appeals for the Tenth Circuit · 2005
- American Civil Liberties Union Foundation of Colorado, Inc. , Amicus CuriaeCourt of Appeals for the Tenth Circuit · 2000
9 more not listed; retrieve them via the Exa API.
3Cited by19 opinions
- SEC v. GenAudio Inc.Court of Appeals for the Tenth Circuit · 2022
- Malouf v. SEC. & Exch. Comm'nCourt of Appeals for the Tenth Circuit · 2019
- United States v. NacchioCourt of Appeals for the Tenth Circuit · 2009
- United States v. RaPower-3Court of Appeals for the Tenth Circuit · 2020
- Leachco v. Consumer Product Safety CommissionCourt of Appeals for the Tenth Circuit · 2024
14 more not listed; retrieve them via the Exa API.