Legal Opinion

SEC v. Unique Financial Concepts

Court of Appeals for the Eleventh Circuit

Decided November 18, 1999No. 99-4033PublishedCited by 3 opinions

1Opinion of the Court

[PUBLISH] IN THE UNITED STATES COURT OF APPEALS FILED FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS ________________________ ELEVENTH CIRCUIT 11/18/99 No. 99-4033 THOMAS K. KAHN ________________________ CLERK D. C. Docket No. 98-07147-CV–SH SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, versus UNIQUE FINANCIAL CONCEPTS, INC., ERNEST J. PATTI, et al., Defendants-Appellants. ________________________ Appeal from the United States District Court for the Southern District of Florida _________________________ (November 18, 1999) Before BLACK, HULL and MARCUS, Circuit Judges. BLACK,…

2Cases cited20 opinions

  1. Larry Bonner v. City of Prichard, AlabamaCourt of Appeals for the Eleventh Circuit · 1981
  2. John D. Williamson, Plaintiffs-Appellants-Cross v. Gordon G. Tucker, Defendants-Appellees-CrossCourt of Appeals for the Fifth Circuit · 1981
  3. Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
  4. United Housing Foundation, Inc. v. FormanSupreme Court of the United States · 1975
  5. Securities & Exchange Commission v. C. M. Joiner Leasing Corp.Supreme Court of the United States · 1943

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3Cited by3 opinions

  1. Securities & Exchange Commission v. Mutual Benefits Corp.District Court, S.D. Florida · 2004
  2. Securities & Exchange Commission v. ETS Payphones Inc.District Court, N.D. Georgia · 2000
  3. Mark A. Scheinfeld v. Charles M. CushingCourt of Appeals of Georgia · 2013

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