United States v. Joseph Cataldo and James Lucakos, A/K/A James Lucas, T/n James Lucakas

MOORE, Circuit Judge:

Joseph Cataldo (Cataldo) and James Lucakos (Lucas) 1 appeal from judgments of conviction after trial to court and jury of the crimes of conspiracy and receiving and selling securities of a value in excess of $5,000 moving in interstate commerce, knowing the securities to have been stolen, 18 U.S.C. §§ 2, 371, 2314 and 2315. Count 1 charged a conspiracy by Cataldo, Lucas, and four other defendants Spiro Williams Halikas, Alan Irving Segal, William Fiske Wright, Jr., and Robert Bialkin to violate Sections 2, 371, 2314 and 2315. Counts 2 and 3 were substantive counts…