Legal Opinion
Frank Harmon Black and Southeast Investments, N.C., Inc. v. Securities and Exchange Commission and Financial Industry Regulatory Authority
District Court, W.D. North Carolina
Decided March 24, 2026No. 3:23-cv-00709Unknown
1Opinion
UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NORTH CAROLINA CHARLOTTE DIVISION 3:23-CV-00709-MEO-DCK FRANK HARMON BLACK AND ) SOUTHEAST INVESTMENTS, N.C., ) INC., ) ) Plaintiffs, ) ) v. ) MEMORANDUM AND ORDER ) SECURITIES AND EXCHANGE ) COMMISSION AND FINANCIAL ) INDUSTRY REGULATORY ) AUTHORITY, ) ) Defendants. ) ) THIS MATTER is before the Court on Plaintiffs Frank Harmon Black and Southeast Investments, N.C., Inc.’s Motion for Summary Judgment (Doc. No. 45); Defendants Financial Industry Regulatory Authority’s (“FINRA”) and the Security and Exchange Commission’s (“SEC”) Motions for…
2Cases cited10 opinions
- Kokkonen v. Guardian Life Insurance Co. of AmericaSupreme Court of the United States · 1994
- Mansfield, Coldwater & Lake Michigan Railway Co. v. SwanSupreme Court of the United States · 1884
- Thunder Basin Coal Co. v. ReichSupreme Court of the United States · 1994
- Adams v. BainCourt of Appeals for the Fourth Circuit · 1982
- Merrill Lynch, Pierce, Fenner & Smith, Inc. v. WareSupreme Court of the United States · 1973
5 more not listed; retrieve them via the Exa API.