Legal Opinion
United States Securities and Exchange Commission v. Carebourn Capital, L.P.
District Court, D. Minnesota
Decided May 24, 2022No. 0:21-cv-02114Unknown
1Opinion
UNITED STATES DISTRICT COURT DISTRICT OF MINNESOTA United States Securities and Exchange No. 21-cv-2114 (KMM/JFD) Commission, Plaintiff, ORDER v. Carebourn Capital, L.P. et al., Defendants. This matter is before the Court on the Defendants’1 Motion for Judgement on the Pleadings. [ECF No. 51]. In its Complaint, the U.S. Securities and Exchange Commission (“SEC”) alleges that Defendants “bought and sold billions of newly-issued shares of microcap securities . . . but failed to comply with the mandatory dealer registration requirements of the federal securities laws.” [ECF No. 1 ¶ 1].…
2Cases cited12 opinions
- Porous Media Corporation v. Pall CorporationCourt of Appeals for the Eighth Circuit · 1999
- Federal Communications Commission v. Fox Television Stations, Inc.Supreme Court of the United States · 2012
- Ashley County, Ark. v. Pfizer, Inc.Court of Appeals for the Eighth Circuit · 2009
- Securities & Exchange Commission v. Kenton Capital, Ltd.District Court, District of Columbia · 1998
- Federal Trade Commission v. Wyndham Worldwide Corp.Court of Appeals for the Third Circuit · 2015
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