Legal Opinion

Westlake v. Abrams

District Court, N.D. Georgia

Decided November 26, 1980No. Civ. A. C78-555APublishedCited by 11 opinions

1Opinion of the Court

ORDER

MOYE, Chief Judge.

This action was brought by a purchaser of two commodity futures options from Lloyd, Carr & Co. (hereinafter Lloyd, Carr) under the Securities Act of 1933, 15 U.S.C. § 77a et seq. (hereinafter the Securities Act); the Securities Exchange Act of 1934, 15 U.S.C. § 78a et seq. (hereinafter the Exchange Act); the rules and regulations promulgated thereunder by the Securities and Exchange Commission (SEC); the Commodity Exchange Act, 7 U.S.C. § 1 et seq., as amended by the Commodity Futures Trading Commission (CFTC) Act of 1974; the rules and regulations promulgated…

2Cases cited29 opinions

  1. Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
  2. Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
  3. Fed. Sec. L. Rep. P 93,748 Securities and Exchange Commission v. Glenn W. Turner Enterprises, Inc.Court of Appeals for the Ninth Circuit · 1973
  4. Fed. Sec. L. Rep. P 95,351 Billie Jean Woodward v. Metro Bank of DallasCourt of Appeals for the Fifth Circuit · 1975
  5. Fed. Sec. L. Rep. P 94,710 Securities and Exchange Commission v. Koscot Interplanetary, Inc.Court of Appeals for the Fifth Circuit · 1974

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3Cited by11 opinions

  1. Fed. Sec. L. Rep. P 98,667 Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Helen Echo HayduCourt of Appeals for the Eleventh Circuit · 1982
  2. Morin v. TrupinDistrict Court, S.D. New York · 1991
  3. Point Landing, Inc. v. Omni Capital International, Ltd.Court of Appeals for the Fifth Circuit · 1986
  4. Seidel v. Public Service Co. of New HampshireDistrict Court, D. New Hampshire · 1985
  5. In Re North American Acceptance Corp. Securities CasesDistrict Court, N.D. Georgia · 1981

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