Legal Opinion
Fed. Sec. L. Rep. P 94,000 Julius Spoon and Annette Spoon v. Walston & Co., Inc.
Court of Appeals for the Sixth Circuit
Decided May 10, 1973No. 72-1858PublishedCited by 15 opinions
1Per curiam
This is an action by appellants, stock purchasers, against a brokerage firm for damages resulting from a violation of a regulation promulgated by the Board of Governors of the Federal Reserve System pursuant to § 7 of the Securities & Exchange Act of 1934, 15 U.S.C. § 78a et seq. Reference is made to the comprehensive opinion of District Judge John Feikens reported at 345 F.Supp. 518 (E.D.MicK1972) for a recitation of the pertinent facts.
The District Court found that the broker violated the Securities & Exchange Act and Regulation T by making false statements to the New York Stock Exchange in…
2Cases cited3 opinions
- Fed. Sec. L. Rep. P 92,710 Stanley S. Pearlstein v. Scudder & German, a PartnershipCourt of Appeals for the Second Circuit · 1970
- Avery v. Merrill Lynch, Pierce, Fenner & SmithDistrict Court, District of Columbia · 1971
- Spoon v. Walston & Co.District Court, E.D. Michigan · 1972
3Cited by15 opinions
- Fed. Sec. L. Rep. P 95,847 Utah State University of Agriculture and Applied Science v. Bear, Stearns & Co.Court of Appeals for the Tenth Circuit · 1977
- Fed. Sec. L. Rep. P 98,300 Seymour Gilman and Wife, Rosalind K. Gilman, Cross-Appellants v. Federal Deposit Insurance Corporation, Cross-AppelleeCourt of Appeals for the Sixth Circuit · 1981
- Fed. Sec. L. Rep. P 95,390 Stanley S. Pearlstein, and Cross-Appellant v. Scudder & German, a Partnership, and Cross-AppelleeCourt of Appeals for the Second Circuit · 1975
- Samuel STERN, Appellant, v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., AppelleeCourt of Appeals for the Fourth Circuit · 1979
- Fed. Sec. L. Rep. P 97,932 Philip Gutter, Cross-Appellee v. Merrill Lynch, Pierce, Fenner & Smith, Inc., CrossCourt of Appeals for the Sixth Circuit · 1981
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