Legal Opinion
United States Securities & Exchange Commission v. Kahlon
Court of Appeals for the Fifth Circuit
Decided October 16, 2017No. 16-41431PublishedCited by 33 opinions
1Opinion of the Court
PER CURIAM;
This case revolves around the. purchases and sales of “penny stocks”1 by Yossef Kahlon and one of his solely owned companies. In 2012, the United States. Securities and Exchange Commission (“SEC”) filed a complaint against Kahlon and his company for the purchase and resale of unregistered securities. The.district court granted summary judgment on liability and later on damages in favor of the SEC. Kahlon and the company timely filed this appeal as to both determinations. We AFFIRM.
BACKGROUND
The facts of this case are not in dispute. Section 5 of the Securities Act 'of 1933…
2Cases cited15 opinions
- Edgar v. Mite Corp.Supreme Court of the United States · 1982
- Fed. Sec. L. Rep. P 96,610 Securities and Exchange Commission v. Gerson Blatt, Barton S. Udell, and John PullmanCourt of Appeals for the Fifth Circuit · 1978
- American Family Life Assurance v. Glenda Biles, etCourt of Appeals for the Fifth Circuit · 2013
- Fed. Sec. L. Rep. P 98,813 Securities and Exchange Commission v. Ratilal K. PatelCourt of Appeals for the Second Circuit · 1995
- Fed. Sec. L. Rep. P 93,949 J. William Wolf, Plaintiffs-Appellants-Cross v. Robert R. Frank, Defendants-Appellees-CrossCourt of Appeals for the Fifth Circuit · 1973
10 more not listed; retrieve them via the Exa API.
3Cited by33 opinions
- April Cadena v. El Paso CountyCourt of Appeals for the Fifth Circuit · 2020
- William Windham v. Harris County, TexasCourt of Appeals for the Fifth Circuit · 2017
- United States v. Allied Home Mortgage Corp.Court of Appeals for the Fifth Circuit · 2019
- Light-Age, Incorporated v. Clifford Ashcroft-SmithCourt of Appeals for the Fifth Circuit · 2019
- SEC v. Guy GentileCourt of Appeals for the Third Circuit · 2019
28 more not listed; retrieve them via the Exa API.