Legal Opinion
Securities & Exchange Commission v. Reed
District Court, S.D. New York
Decided May 19, 1983No. 81 Civ. 7984 (MEL)PublishedCited by 2 opinions
1Opinion of the Court
LASKER, District Judge.
On December 23, 1981, the Securities and Exchange Commission (SEC) instituted a civil enforcement action against Thomas C. Reed and Frank M. Woods, alleging that on March 4, 1981 Reed and Woods purchased call options on Amax Corporation (“Amax”) common stock while in possession of material, non-public information concerning, among other things, the possible acquisition of Amax by Standard Oil Company of California (“Socal”). Simultaneously with the filing of the complaint, Reed and Woods entered into a “Stipulation, Termination, Dismissal and Order” (“Order”) pursuant…
2Cases cited6 opinions
- Fed. Sec. L. Rep. P 94,473 Maurice Shapiro v. Merrill Lynch, Pierce, Fenner & Smith, Inc.Court of Appeals for the Second Circuit · 1974
- Arnold B. ELKIND, Plaintiff-Appellee-Cross-Appellant, v. LIGGETT & MYERS, INC., Defendant-Appellant-Cross-AppelleeCourt of Appeals for the Second Circuit · 1980
- McDonald v. E. J. Lavino Co.Court of Appeals for the Fifth Circuit · 1970
- O'Connor & Associates v. Dean Witter Reynolds, Inc.District Court, S.D. New York · 1981
- Fed. Sec. L. Rep. P 99,083 Securities and Exchange Commission v. Flight Transportation Corporation, FTC Executive Air Charter, Inc., FTC Cayman, Ltd., and William Rubin, Greyhound Leasing & Financial Corporation, Securities and Exchange Commission v. Flight Transportation Corporation, FTC Executive Air Charter, Inc., FTC Cayman, Ltd., and William Rubin, Joyce RubinCourt of Appeals for the Eighth Circuit · 1983
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3Cited by2 opinions
- United States v. ReedDistrict Court, S.D. New York · 1985
- Securities & Exchange Commission v. Credit Bancorp, Ltd.District Court, S.D. New York · 2000