Legal Opinion

Garrity v. Credit Suisse Securities (USA) LLC

District Court, S.D. New York

Decided November 16, 2023No. 1:23-cv-01457Unknown

1Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK JAMES D. GARRITY, Petitioner, -v.- 23 Civ. 1457 (KPF) CREDIT SUISSE SECURITIES (USA) LLC, Respondent. OPINION AND ORDER CREDIT SUISSE SECURITIES (USA) LLC, 23 Civ. 1830 (KPF) Petitioner, -v.- JAMES D. GARRITY, Respondent. KATHERINE POLK FAILLA, District Judge: On February 2, 2023, a FINRA arbitral panel issued an award (the “Award”) in the matter of James D. Garrity v. Credit Suisse Securities (USA) LLC, FINRA Case No. 20-03957 (the “Arbitration”). The parties to the Arbitration then filed competing lawsuits in this District seeking…

2Cases cited28 opinions

  1. Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
  2. First Options of Chicago, Inc. v. KaplanSupreme Court of the United States · 1995
  3. Howsam v. Dean Witter Reynolds, Inc.Supreme Court of the United States · 2002
  4. Hall Street Associates, L. L. C. v. Mattel, Inc.Supreme Court of the United States · 2008
  5. City of New York v. Mickalis Pawn Shop, LLCCourt of Appeals for the Second Circuit · 2011

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