Legal Opinion
Securities & Exchange Commission v. Caramadre
District Court, D. Rhode Island
Decided June 10, 2010No. M.C. 10-52 SPublishedCited by 2 opinions
1Opinion of the Court
OPINION AND ORDER
WILLIAM E. SMITH, District Judge.
The United States Securities and Exchange Commission (the “Commission” or the “SEC”) has issued civil subpoenas to each of the Respondents in this matter, all of whom have refused to comply. The SEC now moves to compel Respondents to heed its requests. Respondents object, and seek a protective order delaying the return date for the subpoenas until a related criminal investigation is completed. They also ask the Court to prevent the parties in several related civil cases from surrendering certain documents to the Commission. For the reasons…
2Cases cited19 opinions
- Baxter v. PalmigianoSupreme Court of the United States · 1976
- United States v. KordelSupreme Court of the United States · 1970
- Charles H. Keating, Jr. v. Office of Thrift SupervisionCourt of Appeals for the Ninth Circuit · 1995
- Fed. Sec. L. Rep. P 98,322 Securities and Exchange Commission v. First Financial Group of Texas, Inc., William H. HowtonCourt of Appeals for the First Circuit · 1981
- Microfinancial, Inc. v. Premier Holidays International, Inc.Court of Appeals for the First Circuit · 2004
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3Cited by2 opinions
- Commodity Futures Trading Commission v. Financial TreeDistrict Court, E.D. California · 2021
- Dustin Graham Gilbert v. John Does 1-4District Court, D. Maine · 2026